Barron Gerard's Form 4 filing
TMC the metals Co Inc. (TMC) · filed Mar 29, 2023
- Accession no.
- 0001104659-23-038274
- Filed
- Mar 29, 2023
- Trade date
- Mar 28, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $24.9K. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0001104659-23-042163 (Apr 5, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barron GerardCIK 0001878772 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2023 | Common Shares | PPurchaseAcquired | +35,000 | $0.71F1 | +$24,850 | 15,497,489 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reflects the average purchase price of the common shares bought. 1,666 of the common shares were purchased at $0.7131 per common share and 33,334 of the common shares were purchased at $0.7144 per common share.
Referenced by the price of 1 transaction in Table I.