Sasaki Gail M's Form 4 filing
Netlist Inc (NLST) · filed Mar 17, 2023
- Accession no.
- 0001104659-23-034111
- Filed
- Mar 17, 2023
- Trade date
- Mar 15-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $257.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sasaki Gail MCIK 0001422990 | Officer (Vice President and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Common Stock | SSaleDisposed | −10,318 | $3.07 | −$31,676.26 | 393,048 | Direct | |
| Mar 16, 2023 | Common Stock | AGrant or awardAcquired | +100,000 | $0.00 | $0 | 493,048 | Direct | |
| Mar 17, 2023 | Common Stock | SSaleDisposed | −18,417 | $3.24 | −$59,671.08 | 474,631 | Direct | |
| Mar 17, 2023 | Common Stock | SSaleDisposed | −50,000 | $3.33 | −$166,500 | 424,631 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.