Hong Chun K's Form 4 filing
Netlist Inc (NLST) · filed Mar 17, 2023
- Accession no.
- 0001104659-23-034108
- Filed
- Mar 17, 2023
- Trade date
- Mar 16, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $760.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hong Chun KCIK 0001381057 | Director, Officer (President, CEO and Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2023 | Common Stock | AGrant or awardAcquired | +499,000 | $0.00 | $0 | 2,241,447 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −250,000 | $3.04 | −$760,000 | 4,361,177 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.