Raterman Thomas B.'s Form 4 filing
Runway Growth Finance Corp. (RWAY) · filed Mar 17, 2023
- Accession no.
- 0001104659-23-033629
- Filed
- Mar 17, 2023
- Trade date
- Mar 16, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $142.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Raterman Thomas B.CIK 0001664300 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2023 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +3,000 | $11.35 | +$34,050 | 19,681.3 | Direct | |
| Mar 16, 2023 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +9,596 | $11.34 | +$108,818.64 | 113,331.92 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
CFO, COO, Treasurer and Secretary