Westphal Jeffery's Form 4 filing
Vertex, Inc. (VERX) · filed Mar 16, 2023
- Accession no.
- 0001104659-23-033430
- Filed
- Mar 16, 2023
- Trade date
- Mar 14-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $26.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Westphal JefferyCIK 0001818851 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Class A Common Stock | SSaleDisposed | −23,884 | $18.67F1 | −$445,914.28 | 8,794,868 | Indirect | |
| Mar 15, 2023 | Class A Common Stock | SSaleDisposed | −110,325 | $18.51F2 | −$2,042,115.75 | 8,684,543 | Indirect | |
| Mar 16, 2023 | Class A Common Stock | SSaleDisposed | −160,000 | $18.74F3 | −$2,998,400 | 8,524,543 | Indirect | |
| Mar 16, 2023 | Class A Common Stock | SSaleDisposed | −1,215,164 | $17.62 | −$21,411,189.68 | 7,309,379 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $19.01.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.575.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $19.01.
Referenced by the price of 1 transaction in Table I.