Kline John's Form 4 filing
New Mountain Finance Corp (NMFC) · filed Mar 14, 2023
- Accession no.
- 0001104659-23-032143
- Filed
- Mar 14, 2023
- Trade date
- Mar 10, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $98.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kline JohnCIK 0001515172 | Director, Officer (CEO, President, and Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2023 | Common Stock | PPurchaseAcquired | +7,700 | $12.05 | +$92,785 | 229,072.16 | Direct | |
| Mar 10, 2023 | Common Stock | PPurchaseAcquired | +100 | $12.05 | +$1,205 | 229,172.16 | Direct | |
| Mar 10, 2023 | Common Stock | PPurchaseAcquired | +100 | $12.05 | +$1,205 | 229,272.16 | Direct | |
| Mar 10, 2023 | Common Stock | PPurchaseAcquired | +300 | $12.05 | +$3,615 | 229,572.16 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.