Giacobbe Ken's Form 4/A amendment
AmendedHowmet Aerospace Inc. (HWM) · filed Mar 8, 2023
- Accession no.
- 0001104659-23-030210
- Filed
- Mar 8, 2023
- Trade date
- Feb 16, 2023
- Filing delay
- 20 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 21, 2023
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $4.79M. It was filed 20 days after the trade.
This amendment restates part of 0001104659-23-023941 (filed Feb 21, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Giacobbe KenCIK 0001688603 | Officer (EVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2023 | Common Stock | SSaleDisposed | −111,209 | $43.07F2 | −$4,789,771.63 | 271,170 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001104659-23-023941 (filed Feb 21, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2023 | Common Stock | AGrant or awardAcquired | +16,299 | $0.00 | $0 | 287,469 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On February 21, 2023, the reporting person filed a Form 4 that inadvertently contained a typographical error that showed an "A" in column 4 of Table I. In fact, as reported in this amendment, the correct letter is "D". All other information in the previously filed Form 4, including the transaction code in column 3 and the amount of securities beneficially owned following the reported transaction in column 5, remains unchanged.
- F2
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.85 to $43.38. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.