Brickhouse Brian S's Form 4 filing
Eaton Corp plc (ETN) · filed Mar 6, 2023
- Accession no.
- 0001104659-23-028862
- Filed
- Mar 6, 2023
- Trade date
- Mar 3, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.78M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brickhouse Brian SCIK 0001743575 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Ordinary Shares | SSaleDisposed | −21,347 | $176.98 | −$3,777,992.06 | 15,905 | Direct | |
| Mar 3, 2023 | Ordinary Shares | MOption exerciseAcquired | +1,018 | $98.21 | +$99,977.78 | 16,923 | Direct | |
| Mar 3, 2023 | Ordinary Shares | FTax withholdingDisposed | −565 | $176.86 | −$99,925.9 | 16,358 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Ordinary Shares | MOption exerciseDisposed | −1,018 | $0.00 | $0 | 18,932 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
President - Americas Region, Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.