Tuppeny Elizabeth K.'s Form 4 filing
American Strategic Investment Co. (NYC) · filed Mar 1, 2023
- Accession no.
- 0001104659-23-027537
- Filed
- Mar 1, 2023
- Trade date
- Feb 21-27, 2023
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $3.47K. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tuppeny Elizabeth K.CIK 0001575737 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Class A Common Stock | PPurchaseAcquired | +290 | $11.97 | +$3,471.3 | 4,521 | Direct | |
| Feb 27, 2023 | Class A Common Stock | XIn-the-money exerciseAcquired | +864 | $12.95 | +$11,188.8 | 5,385 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.