Axios Sponsor LP's Form 4 filing
AXIOS Sustainable Growth Acquisition Corp (AXAC) · filed Feb 28, 2023
- Accession no.
- 0001104659-23-026763
- Filed
- Feb 28, 2023
- Trade date
- Feb 14, 2023
- Filing delay
- 14 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 derivative transaction. It was filed 14 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Axios Sponsor LPCIK 0001901320 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2023 | Class A ordinary shares | SSaleDisposed | −818,246 | –F2 | – | 3,284,254 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
On February 14, 2023, in connection with the Extraordinary General Meeting of the issuer held to vote on a proposal to extend the date by which the issuer must complete its Initial Business Combination from February 18, 2023 to May 18, 2023 (the "Extension Amendment Proposal"), the issuer and AXIOS Sponsor LP entered into Non-Redemption Agreements with 13 holders of Class A Shares ("Non-Redemption Agreements"). In connection with the Non-Redemption Agreements, AXIOS Sponsor LP transferred beneficial ownership of 818,246 Class B Shares. to the counterparties to the Non-Redemption Agreements in exchange for the counterparties' agreement not to redeem Class A Shares in connection with the Extension Amendment Proposal.
Referenced by the price of 1 transaction in Table II.