Faria Joao V's Form 4 filing
Eaton Corp plc (ETN) · filed Feb 24, 2023
- Accession no.
- 0001104659-23-025501
- Filed
- Feb 24, 2023
- Trade date
- Feb 22-23, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 6 derivative transactions. Open-market sales total $1.05M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Faria Joao VCIK 0001703817 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Ordinary Shares | AGrant or awardAcquired | +10,057 | $0.00 | $0 | 77,223 | Direct | |
| Feb 22, 2023 | Ordinary Shares | MOption exerciseAcquired | +564 | $0.00 | $0 | 77,787 | Direct | |
| Feb 22, 2023 | Ordinary Shares | FTax withholdingDisposed | −161 | $171.79 | −$27,658.19 | 77,626 | Direct | |
| Feb 22, 2023 | Ordinary Shares | MOption exerciseAcquired | +2,326 | $151.76 | +$352,993.76 | 79,952 | Direct | |
| Feb 22, 2023 | Ordinary Shares | SSaleDisposed | −2,326 | $171.23 | −$398,280.98 | 77,626 | Direct | |
| Feb 23, 2023 | Ordinary Shares | MOption exerciseAcquired | +741 | $0.00 | $0 | 78,367 | Direct | |
| Feb 23, 2023 | Ordinary Shares | FTax withholdingDisposed | −181 | $171.59 | −$31,057.79 | 78,186 | Direct | |
| Feb 23, 2023 | Ordinary Shares | MOption exerciseAcquired | +3,795 | $130.86 | +$496,613.7 | 81,981 | Direct | |
| Feb 23, 2023 | Ordinary Shares | SSaleDisposed | −3,795 | $172.80 | −$655,776 | 78,186 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Ordinary Shares | AGrant or awardAcquired | +6,100 | $0.00 | $0 | 6,100 | Direct | |
| Feb 22, 2023 | Ordinary Shares | AGrant or awardAcquired | +1,695 | $0.00 | $0 | 1,695 | Direct | |
| Feb 22, 2023 | Ordinary Shares | MOption exerciseDisposed | −564 | $0.00 | $0 | 1,146 | Direct | |
| Feb 22, 2023 | Ordinary Shares | MOption exerciseDisposed | −2,326 | $0.00 | $0 | 4,724 | Direct | |
| Feb 23, 2023 | Ordinary Shares | MOption exerciseDisposed | −741 | $0.00 | $0 | 764 | Direct | |
| Feb 23, 2023 | Ordinary Shares | MOption exerciseDisposed | −3,795 | $0.00 | $0 | 3,910 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.