Elliott James Mark's Form 4/A amendment
AmendedBoxlight Corp (BOXL) · filed Feb 15, 2023
- Accession no.
- 0001104659-23-022385
- Filed
- Feb 15, 2023, 4:10 PM ET
- Trade date
- Nov 16-22, 2022
- Filing delay
- 91 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 23, 2022
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $42.4K. It was filed 91 days after the trade.
This amendment replaces 0001104659-22-121757 (filed Nov 23, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elliott James MarkCIK 0001653963 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2022 | CLASS A COMMON STOCK | MOption exerciseAcquired | +10,000 | $0.13 | +$1,300 | 294,851 | Direct | |
| Nov 16, 2022 | CLASS A COMMON STOCK | SSaleDisposed | −10,000 | $0.45 | −$4,500 | 284,851 | Direct | |
| Nov 17, 2022 | CLASS A COMMON STOCK | MOption exerciseAcquired | +30,000 | $0.13 | +$3,900 | 314,851 | Direct | |
| Nov 17, 2022 | CLASS A COMMON STOCK | SSaleDisposed | −30,000 | $0.43 | −$12,900 | 284,851 | Direct | |
| Nov 18, 2022 | CLASS A COMMON STOCK | MOption exerciseAcquired | +20,000 | $0.13 | +$2,600 | 304,851 | Direct | |
| Nov 18, 2022 | CLASS A COMMON STOCK | SSaleDisposed | −20,000 | $0.42 | −$8,400 | 284,851 | Direct | |
| Nov 21, 2022 | CLASS A COMMON STOCK | MOption exerciseAcquired | +20,000 | $0.13 | +$2,600 | 304,851 | Direct | |
| Nov 21, 2022 | CLASS A COMMON STOCK | SSaleDisposed | −20,000 | $0.42 | −$8,400 | 284,851 | Direct | |
| Nov 22, 2022 | CLASS A COMMON STOCK | MOption exerciseAcquired | +20,000 | $0.13 | +$2,600 | 304,851 | Direct | |
| Nov 22, 2022 | CLASS A COMMON STOCK | SSaleDisposed | −20,000 | $0.41 | −$8,200 | 284,851 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2022 | CLASS A COMMON STOCK | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 435,834 | Direct | |
| Nov 17, 2022 | CLASS A COMMON STOCK | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 405,834 | Direct | |
| Nov 18, 2022 | CLASS A COMMON STOCK | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 385,834 | Direct | |
| Nov 21, 2022 | CLASS A COMMON STOCK | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 365,834 | Direct | |
| Nov 22, 2022 | CLASS A COMMON STOCK | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 345,834 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
As of February 13, 2023, consists of 275,161 shares of Class A common stock and 9,690 restricted stock units ("RSUs"), which RSUs remain subject to vesting.
- F2
Consists of options to purchase a BOXL Class A common stock.
Remarks
*. This Form 4 is being amended to report the exercise of stock options as opposed to restricted stock units.