Cagnoni Pablo J's Form 4 filing
Rubius Therapeutics, Inc. (RUBY) · filed Jan 31, 2023
- Accession no.
- 0001104659-23-008874
- Filed
- Jan 31, 2023, 9:51 PM ET
- Trade date
- Jan 29-31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.74K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cagnoni Pablo JCIK 0001205703 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2023 | Common Stock | MOption exerciseAcquired | +21,250 | –F1 | – | 56,770 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseAcquired | +25,000 | –F1 | – | 81,770 | Direct | |
| Jan 31, 2023 | Common Stock | SSaleDisposed | −7,240 | $0.241F3 | −$1,744.84 | 74,530 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2023 | Common Stock | MOption exerciseDisposed | −21,250 | $0.00 | $0 | 42,500 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 75,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
Referenced by the price of 2 transactions in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.24 to $0.26, inclusive. The reporting person undertakes to provide to Rubius Therapeutics, Inc., any security holder of Rubius Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit List - Exhibit 24 - Power of Attorney