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Crosswell Brady E.'s Form 4 filing

SMG Industries Inc. (SMGI) · filed Jan 31, 2023

Accession no.
0001104659-23-008866
Filed
Jan 31, 2023
Trade date
Jan 27, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Crosswell Brady E.CIK 0001837944Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 27, 2023Common Stock, par value $.001PPurchaseAcquired+825,000–F1–2,025,000Indirect
Jan 27, 2023Common Stock, par value $.001PPurchaseAcquired+500,000–F2–2,525,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Issued as consideration for the extension of the maturity date of promissory notes from the Issuer.

Referenced by the price of 1 transaction in Table I.

F2

Issued as bonus shares in connection with the purchase of a promissory note from the Issuer.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)