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Frye James E. Jr.'s Form 4 filing

SMG Industries Inc. (SMGI) · filed Jan 31, 2023

Accession no.
0001104659-23-008865
Filed
Jan 31, 2023
Trade date
Jan 27, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Frye James E. Jr.CIK 0001848895Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 27, 2023Common Stock, par value $.001PPurchaseAcquired+100,000–F1–1,607,234Direct
Jan 27, 2023Common Stock, par value $.001PPurchaseAcquired+576,110–F2–2,183,344Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Issued as bonus shares in connection with the purchase of a promissory note from the Issuer.

Referenced by the price of 1 transaction in Table I.

F2

Issued as consideration for the extension of the maturity date of promissory notes from the Issuer.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)