Mudrick Jason's Form 4 filing
Hycroft Mining Holding Corp (HYMC) · filed Jan 30, 2023
- Accession no.
- 0001104659-23-008094
- Filed
- Jan 30, 2023, 5:51 PM ET
- Trade date
- Jan 26-30, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $291.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mudrick JasonCIK 0001367262 | 10% Owner |
| Mudrick Capital Management, L.P.CIK 0001655183 | 10% Owner |
| Mudrick GP, LLCCIK 0001656059 | 10% Owner |
| Mudrick Distressed Opportunity Drawdown Fund, L.P.CIK 0001665193 | 10% Owner |
| Mudrick Capital Management LLCCIK 0001730922 | 10% Owner |
| Mudrick Distressed Opportunity Drawdown Fund II, L.P.CIK 0001763080 | 10% Owner |
| Mudrick Distressed Opportunity Drawdown Fund II SC, L.P.CIK 0001813394 | 10% Owner |
| Mudrick Distressed Opportunity Fund Global, LPCIK 0001813628 | 10% Owner |
| Mudrick Distressed Opportunity Drawdown Fund GP, LLCCIK 0001813630 | 10% Owner |
| Mudrick Distressed Opportunity Drawdown Fund II GP, LLCCIK 0001813765 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2023 | Class A Common Stock | SSaleDisposed | −47,760 | $0.6117F3,F4 | −$29,214.79 | 16,148,532 | Indirect | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −155,557 | $0.5736F4,F6 | −$89,227.5 | 15,992,975 | Indirect | |
| Jan 30, 2023 | Class A Common Stock | SSaleDisposed | −300,000 | $0.5763F4,F8 | −$172,890 | 15,692,975 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The shares were sold within a range of $0.605 to $0.628, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price represents the weighted average price of the shares sold. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 3 transactions in Table I and 1 transaction in Table II.
- F6
The shares were sold within a range of $0.57 to $0.6, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The shares were sold within a range of $0.56 to $0.584, inclusive.
Referenced by the price of 1 transaction in Table I.
- F12
The warrants were sold within a range of $0.06 to $0.0622, inclusive.
Referenced by the price of 1 transaction in Table II.
Remarks
Exhibit 99.1 (Joint Filer Information) incorporated herein by reference.