Pangaea Ventures, L.P.'s Form 4 filing
Sonida Senior Living, Inc. (SNDA) · filed Jan 24, 2023
- Accession no.
- 0001104659-23-006288
- Filed
- Jan 24, 2023, 7:15 PM ET
- Trade date
- Jan 13-23, 2023
- Filing delay
- 11 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $92.2K. It was filed 11 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pangaea Ventures, L.P.CIK 0001645708 | 10% Owner |
| Ortelius Capital Partners, LLCCIK 0001769348 | 10% Owner |
| DeSorcy PeterCIK 0001804470 | 10% Owner |
| Hudson Investors, Ltd.CIK 0001804483 | 10% Owner |
| Ortelius Advisors, L.P.CIK 0001804502 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 13, 2023 | Common Stock | LLess common codeAcquired | +621 | $14.85F1 | +$9,221.85 | 670,805 | Indirect | |
| Jan 20, 2023 | Common Stock | PPurchaseAcquired | +973 | $15.25 | +$14,838.25 | 671,778 | Indirect | |
| Jan 23, 2023 | Common Stock | PPurchaseAcquired | +5,000 | $15.48F5 | +$77,400 | 676,778 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.70 to $14.85, inclusive. The reporting persons undertake to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.46 to $15.50, inclusive. The reporting persons undertake to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (5).
Referenced by the price of 1 transaction in Table I.