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Yang Arvin's Form 4 filing

Mersana Therapeutics, Inc. (MRSN) · filed Jan 18, 2023

Accession no.
0001104659-23-004747
Filed
Jan 18, 2023
Trade date
Jan 13-17, 2023
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $12.7K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yang ArvinCIK 0001834321Officer (SVP, Chief Medical Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 14, 2023Common StockMOption exerciseAcquired+7,084$0.00$033,030Direct
Jan 17, 2023Common StockSSaleDisposed−2,209$5.74F3−$12,679.6630,821Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 13, 2023Common StockAGrant or awardAcquired+217,500$0.00$0217,500Direct
Jan 13, 2023Common StockAGrant or awardAcquired+48,333$0.00$048,333Direct
Jan 14, 2023Common StockMOption exerciseDisposed−7,084$0.00$021,249Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $5.74 to $5.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)