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Wynnefield Partners Small Cap Value LP's Form 4 filing

Lifecore Biomedical, Inc. DE (LFCR) · filed Jan 18, 2023

Accession no.
0001104659-23-004663
Filed
Jan 18, 2023, 5:23 PM ET
Trade date
Nov 25, 2022
Filing delay
54 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $5.00M. It was filed 54 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Wynnefield Partners Small Cap Value LPCIK 000089908310% Owner
Obus NelsonCIK 000101704310% Owner
Wynnefield Small Cap Value Offshore Fund LtdCIK 000103080610% Owner
Wynnefield Capital Management LLCCIK 000105683510% Owner
Wynnefield Partners Small Cap Value LP ICIK 000125156510% Owner
Wynnefield Capital IncCIK 000125156710% Owner
Landes JoshuaCIK 000125156810% Owner
Wynnefield Capital, Inc. Profit Sharing PlanCIK 000128945310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 25, 2022Common Stock, $0.001 par value per sharePPurchaseAcquired+345,260$7.97+$2,751,722.21,972,853Direct
Nov 25, 2022Common Stock, $0.001 par value per sharePPurchaseAcquired+282,486$7.97+$2,251,413.422,438,180Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)