Sternlicht Barry S's Form 4 filing
Mfa Financial, Inc. (MFA) · filed Jan 11, 2023
- Accession no.
- 0001104659-23-002877
- Filed
- Jan 11, 2023, 6:01 AM ET
- Trade date
- Jan 6-9, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $107.4M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sternlicht Barry SCIK 0001034657 | 10% Owner |
| Starwood Capital Group Global II, L.P.CIK 0001809797 | 10% Owner |
| SCGG II GP, L.L.C.CIK 0001814296 | 10% Owner |
| Starwood Capital Group Holdings GP, L.L.C.CIK 0001814302 | 10% Owner |
| BSS SCG GP Holdings, LLCCIK 0001814305 | 10% Owner |
| SSF U.S. Investco C, L.P.CIK 0001830470 | 10% Owner |
| SSF U.S. Investco, L.P.CIK 0001830606 | 10% Owner |
| SSF U.S. Investco K, L.P.CIK 0001830607 | 10% Owner |
| SAR Public Holdings II, L.L.C.CIK 0001915319 | 10% Owner |
| SSF U.S. Investco S, L.P.CIK 0001915524 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 6, 2023 | Common Stock | SSaleDisposed | −450,000 | $10.50 | −$4,723,065 | 10,188,539 | Indirect | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −10,188,539 | $10.07 | −$102,632,209.91 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.