Reynolds Douglas V's Form 4 filing
Energy Services of America CORP (ESOA) · filed Dec 22, 2022
- Accession no.
- 0001104659-22-129426
- Filed
- Dec 22, 2022
- Trade date
- Dec 16-21, 2022
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $18.1K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reynolds Douglas VCIK 0001270979 | Director, Officer (President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2022 | Common Stock | PPurchaseAcquired | +1,500 | $2.64 | +$3,960 | 1,407,888 | Direct | |
| Dec 19, 2022 | Common Stock | PPurchaseAcquired | +1,095 | $2.70 | +$2,956.5 | 1,408,983 | Direct | |
| Dec 20, 2022 | Common Stock | PPurchaseAcquired | +500 | $2.73 | +$1,365 | 1,409,483 | Direct | |
| Dec 21, 2022 | Common Stock | PPurchaseAcquired | +3,679 | $2.68 | +$9,859.72 | 1,413,162 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.