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Prince Mark's Form 4 filing

Energy Services of America CORP (ESOA) · filed Dec 22, 2022

Accession no.
0001104659-22-129424
Filed
Dec 22, 2022
Trade date
Dec 16-19, 2022
Filing delay
6 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $20.4K. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Prince MarkCIK 0001925872Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 16, 2022Common stockPPurchaseAcquired+2,500$2.68+$6,70022,571Direct
Dec 19, 2022Common stockPPurchaseAcquired+5,000$2.75+$13,75027,571Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)