Shin Ho's Form 4 filing
Yext, Inc.YEXT · filed Dec 21, 2022
- Accession no.
- 0001104659-22-129148
- Filed
- Dec 21, 2022
- Trade date
- Dec 20, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $128.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shin HoCIK 0001569799 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2022 | Common Stock | MOption exerciseAcquired | +9,375 | –F1 | – | 76,124 | Direct | |
| Dec 20, 2022 | Common Stock | MOption exerciseAcquired | +3,125 | –F1 | – | 79,249 | Direct | |
| Dec 20, 2022 | Common Stock | MOption exerciseAcquired | +1,563 | –F1 | – | 80,812 | Direct | |
| Dec 20, 2022 | Common Stock | MOption exerciseAcquired | +14,063 | –F1 | – | 94,875 | Direct | |
| Dec 20, 2022 | Common Stock | MOption exerciseAcquired | +30,000 | –F1 | – | 124,875 | Direct | |
| Dec 20, 2022 | Common Stock | FTax withholdingDisposed | −20,404 | $6.37 | −$129,973.48 | 104,471 | Direct | |
| Dec 20, 2022 | Common Stock | SSaleDisposed | −20,000 | $6.41F3 | −$128,200 | 84,471 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2022 | Common Stock | MOption exerciseDisposed | −9,375 | $0.00 | $0 | 65,625 | Direct | |
| Dec 20, 2022 | Common Stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 31,250 | Direct | |
| Dec 20, 2022 | Common Stock | MOption exerciseDisposed | −1,563 | $0.00 | $0 | 3,125 | Direct | |
| Dec 20, 2022 | Common Stock | MOption exerciseDisposed | −14,063 | $0.00 | $0 | 196,875 | Direct | |
| Dec 20, 2022 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.
Referenced by the price of 5 transactions in Table I.
- F3
Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.3650 to $6.4750, inclusive. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.