Arnold Rome G. III's Form 4 filing
New Mountain Finance Corp (NMFC) · filed Dec 20, 2022
- Accession no.
- 0001104659-22-128776
- Filed
- Dec 20, 2022
- Trade date
- Dec 14, 2021-Dec 16, 2022
- Filing delay
- 371 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $120.5K. It was filed 371 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Arnold Rome G. IIICIK 0001701015 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2022 | Common Stock | PPurchaseAcquired | +10,000 | $12.05 | +$120,500 | 51,210 | Direct | |
| Dec 14, 2021 | Common Stock | JOtherDisposed | −18,000 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.