Friedman Gary G's Form 4 filing
RHRH · filed Dec 16, 2022
- Accession no.
- 0001104659-22-127983
- Filed
- Dec 16, 2022
- Trade date
- Dec 14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $49.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Friedman Gary GCIK 0001137443 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2022 | Common Stock | MOption exerciseAcquired | +512,105 | $75.43 | +$38,628,080.15 | 3,492,263 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −8,727 | $259.27F2 | −$2,262,649.29 | 3,483,536 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −11,336 | $260.33F3 | −$2,951,100.88 | 3,472,200 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −1,200 | $261.13F4 | −$313,356 | 3,471,000 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −17,784 | $262.21F5 | −$4,663,142.64 | 3,453,216 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −101,432 | $263.13F6 | −$26,689,802.16 | 3,351,784 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −41,821 | $264.12F7 | −$11,045,762.52 | 3,309,963 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −4,900 | $264.98F8 | −$1,298,402 | 3,305,063 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2022 | Common Stock | MOption exerciseDisposed | −512,105 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades ranging from $258.71 to $259.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades ranging from $259.72 to $260.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades ranging from $260.74 to $261.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades ranging from $261.75 to $262.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades ranging from $262.77 to $263.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades ranging from $263.80 to $264.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades ranging from $264.82 to $265.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.