Raterman Thomas B.'s Form 4 filing
Runway Growth Finance Corp. (RWAY) · filed Dec 16, 2022
- Accession no.
- 0001104659-22-127923
- Filed
- Dec 16, 2022
- Trade date
- Dec 15-16, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $133.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Raterman Thomas B.CIK 0001664300 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +6,700 | $11.86 | +$79,462 | 98,446.92 | Indirect | |
| Dec 16, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +4,284 | $12.67 | +$54,278.28 | 102,730.92 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
CFO, COO, Treasurer and Secretary