Raterman Thomas B.'s Form 4 filing
Runway Growth Finance Corp. (RWAY) · filed Dec 15, 2022
- Accession no.
- 0001104659-22-127423
- Filed
- Dec 15, 2022
- Trade date
- Dec 13-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $165.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Raterman Thomas B.CIK 0001664300 | Officer (See Remark) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +6,415 | $11.73 | +$75,247.95 | 91,746.92 | Indirect | Duplicate filing |
| Dec 14, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +7,705 | $11.75 | +$90,533.75 | 99,451.92 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
CFO, COO, Treasurer and Secretary