Bolduc John's Form 4 filing
WhiteHorse Finance, Inc. (WHF) · filed Dec 15, 2022
- Accession no.
- 0001104659-22-127212
- Filed
- Dec 15, 2022
- Trade date
- Dec 12, 2022
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $100.0K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bolduc JohnCIK 0001050047 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +3,845 | $13.00 | +$49,985 | 185,967 | Indirect | |
| Dec 12, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +3,845 | $13.00 | +$49,985 | 184,081 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.