Friedman Gary G's Form 4 filing
RH (RH) · filed Dec 14, 2022
- Accession no.
- 0001104659-22-127059
- Filed
- Dec 14, 2022
- Trade date
- Dec 12, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions and 1 derivative transaction. Open-market sales total $54.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Friedman Gary GCIK 0001137443 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2022 | Common Stock | MOption exerciseAcquired | +216,641 | $75.43 | +$16,341,230.63 | 3,196,799 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −13,413 | $248.88F2 | −$3,338,227.44 | 3,183,386 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −31,959 | $249.89F3 | −$7,986,234.51 | 3,151,427 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −27,121 | $250.63F4 | −$6,797,336.23 | 3,124,306 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −33,325 | $251.93F5 | −$8,395,567.25 | 3,090,981 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −69,537 | $252.68F6 | −$17,570,609.16 | 3,021,444 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −13,580 | $253.48F7 | −$3,442,258.4 | 3,007,864 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −4,578 | $254.52F8 | −$1,165,192.56 | 3,003,286 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −7,604 | $256.01F9 | −$1,946,700.04 | 2,995,682 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −5,919 | $256.98F10 | −$1,521,064.62 | 2,989,763 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −4,025 | $257.84F11 | −$1,037,806 | 2,985,738 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −1,000 | $258.84F12 | −$258,840 | 2,984,738 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −600 | $260.55F13 | −$156,330 | 2,984,138 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −280 | $262.49F14 | −$73,497.2 | 2,983,858 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −3,400 | $265.10F15 | −$901,340 | 2,980,458 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −300 | $266.20F16 | −$79,860 | 2,980,158 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2022 | Common Stock | MOption exerciseDisposed | −216,641 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades ranging from $248.25 to $249.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades ranging from $249.28 to $250.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades ranging from $250.29 to $251.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades ranging from $251.30 to $252.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades ranging from $252.31 to $253.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades ranging from $253.33 to $254.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades ranging from $254.36 to $255.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades ranging from $255.49 to $256.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades ranging from $256.51 to $257.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades ranging from $257.55 to $258.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades ranging from $258.63 to $259.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades ranging from $260.30 to $261.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades ranging from $262.00 to $262.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades ranging from $264.66 to $265.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades ranging from $266.02 to $266.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.