Blumenthal Neil Harris's Form 4 filing
Warby Parker Inc. (WRBY) · filed Dec 13, 2022
- Accession no.
- 0001104659-22-126746
- Filed
- Dec 13, 2022
- Trade date
- Sep 6-Dec 9, 2022
- Filing delay
- 98 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 6 derivative transactions. Open-market sales total $115.5K. It was filed 98 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blumenthal Neil HarrisCIK 0001883345 | Director, Officer (Co-Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2022 | Class A Common Stock | CConversionAcquired | +7,037 | $0.00 | $0 | 7,143 | Direct | |
| Dec 9, 2022 | Class A Common Stock | SSaleDisposed | −7,037 | $16.42 | −$115,547.54 | 106 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2022 | Class A Common Stock | GGiftAcquired | +2,000,000 | $0.00 | $0 | 5,197,848 | Direct | |
| Dec 9, 2022 | Class B Common Stock | MOption exerciseDisposed | −3,607 | $0.00 | $0 | 2,406 | Direct | |
| Dec 9, 2022 | Class B Common Stock | MOption exerciseDisposed | −4,545 | $0.00 | $0 | 21,352 | Direct | |
| Dec 9, 2022 | Class B Common Stock | MOption exerciseDisposed | −4,331 | $0.00 | $0 | 37,398 | Direct | |
| Dec 9, 2022 | Class A Common Stock | MOption exerciseAcquired | +12,483 | $0.00 | $0 | 5,210,331 | Direct | |
| Dec 9, 2022 | Class A Common Stock | CConversionDisposed | −7,037 | $0.00 | $0 | 5,203,294 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit 24 - Power of Attorney