Bolduc John's Form 4 filing
WhiteHorse Finance, Inc. (WHF) · filed Dec 9, 2022
- Accession no.
- 0001104659-22-125969
- Filed
- Dec 9, 2022
- Trade date
- Dec 8-9, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $199.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bolduc JohnCIK 0001050047 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +3,850 | $12.95 | +$49,857.5 | 178,262 | Indirect | |
| Dec 8, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +3,850 | $12.95 | +$49,857.5 | 176,376 | Indirect | |
| Dec 9, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +3,860 | $12.95 | +$49,987 | 182,122 | Indirect | |
| Dec 9, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +3,860 | $12.95 | +$49,987 | 180,236 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.