Cheruvatath Nandakumar's Form 4 filing
Eaton Corp plc (ETN) · filed Dec 9, 2022
- Accession no.
- 0001104659-22-125831
- Filed
- Dec 9, 2022
- Trade date
- Dec 8, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $841.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cheruvatath NandakumarCIK 0001698957 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2022 | Ordinary Shares | MOption exerciseAcquired | +1,678 | $59.56 | +$99,941.68 | 21,631 | Direct | |
| Dec 8, 2022 | Ordinary Shares | FTax withholdingDisposed | −631 | $158.21 | −$99,830.51 | 21,000 | Direct | |
| Dec 8, 2022 | Ordinary Shares | MOption exerciseAcquired | +5,322 | $59.56 | +$316,978.32 | 26,322 | Direct | |
| Dec 8, 2022 | Ordinary Shares | SSaleDisposed | −5,322 | $158.18 | −$841,833.96 | 21,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2022 | Ordinary Shares | MOption exerciseDisposed | −1,678 | $0.00 | $0 | 5,322 | Direct | |
| Dec 8, 2022 | Ordinary Shares | MOption exerciseDisposed | −5,322 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
President - Aerospace Group of Eaton Corporation, a subsidiary of the Issuer.