BIOS Memory SPV II, LP's Form 4 filing
Cognition Therapeutics Inc (CGTX) · filed Nov 29, 2022
- Accession no.
- 0001104659-22-122622
- Filed
- Nov 29, 2022, 7:00 AM ET
- Trade date
- Nov 28, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $42.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BIOS Memory SPV II, LPCIK 0001666485 | Director, 10% Owner |
| BIOS Fund II NT, LPCIK 0001728851 | Director, 10% Owner |
| BIOS Fund III NT, LPCIK 0001791910 | Director, 10% Owner |
| BIOS Fund III QP, LPCIK 0001791916 | Director, 10% Owner |
| BIOS Fund III, LPCIK 0001791917 | Director, 10% Owner |
| Cavu Management, LPCIK 0001813270 | Director, 10% Owner |
| Cavu Advisors, LLCCIK 0001813310 | Director, 10% Owner |
| Kreis Leslie W.CIK 0001813316 | Director, 10% Owner |
| BIOS Equity Partners III, LPCIK 0001831976 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 28, 2022 | Common Stock | PPurchaseAcquired | +1,973 | $2.65 | +$5,227.86 | 326,733 | Indirect | |
| Nov 28, 2022 | Common Stock | PPurchaseAcquired | +12,220 | $2.65 | +$32,379.33 | 2,021,906 | Indirect | |
| Nov 28, 2022 | Common Stock | PPurchaseAcquired | +1,871 | $2.65 | +$4,957.59 | 309,748 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.