Bolduc John's Form 4 filing
WhiteHorse Finance, Inc. (WHF) · filed Nov 18, 2022
- Accession no.
- 0001104659-22-120432
- Filed
- Nov 18, 2022
- Trade date
- Nov 16-18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $102.3K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001104659-22-120902 (Nov 21, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bolduc JohnCIK 0001050047 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +178 | $12.93 | +$2,301.54 | 159,032 | Indirect | |
| Nov 18, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +3,845 | $13.00 | +$49,985 | 162,877 | Indirect | |
| Nov 18, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +3,845 | $13.00 | +$49,985 | 3,845 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.