Coleman Craig E.'s Form 4 filing
Universal Biosensors Inc · filed Nov 16, 2022
- Accession no.
- 0001104659-22-119348
- Filed
- Nov 16, 2022, 7:32 AM ET
- Trade date
- Nov 11-16, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Coleman Craig E.CIK 0001678533 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Common Stock | PPurchaseAcquired | +50,000 | AUD 0.25F2Price in AUD, as filed | +AUD 12,500 | 553,620 | Indirect | Price outlier |
| Nov 15, 2022 | Common Stock | PPurchaseAcquired | +82,152 | AUD 0.24F2Price in AUD, as filed | +AUD 19,716.48 | 635,772 | Indirect | Price outlier |
| Nov 16, 2022 | Common Stock | PPurchaseAcquired | +17,848 | AUD 0.24F2Price in AUD, as filed | +AUD 4,283.52 | 653,620 | Indirect | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is stated in Australian dollars.
Referenced by the price of 3 transactions in Table I.