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Carlin Gregory A's Form 4 filing

Rush Street Interactive, Inc. (RSI) · filed Nov 15, 2022

Accession no.
0001104659-22-119219
Filed
Nov 15, 2022
Trade date
Sep 1-Nov 14, 2022
Filing delay
75 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $281.8K. It was filed 75 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carlin Gregory ACIK 000108303110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 1, 2022Class A Common StockGGiftDisposed−3,000$0.00$01,741,962Direct
Nov 10, 2022Class A Common StockSSaleDisposed−50,000$4.29F1−$214,5001,691,962Direct
Nov 14, 2022Class A Common StockSSaleDisposed−16,343$4.12F2−$67,333.161,675,619Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $4.36, inclusive. The reporting person undertakes to provide to Rush Street Interactive, Inc. (the "Company"), any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

This is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.16, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)