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Crosswell Brady E.'s Form 4 filing

SMG Industries Inc. (SMGI) · filed Nov 14, 2022

Accession no.
0001104659-22-118692
Filed
Nov 14, 2022
Trade date
Dec 21, 2021-Aug 19, 2022
Filing delay
328 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. It was filed 328 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Crosswell Brady E.CIK 0001837944Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 21, 2021Common Stock, par value $.001PPurchaseAcquired+375,000–F1–375,000Indirect
Aug 19, 2022Common Stock, par value $.001PPurchaseAcquired+375,000–F2–1,200,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Issued as bonus shares in connection with the purchase of a promissory note from the Issuer.

Referenced by the price of 1 transaction in Table I.

F2

Issued as consideration for the extension of the maturity date of a promissory note from the Issuer.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)