Smith Thomas W's Form 4 filing
Vapotherm Inc (VAPO) · filed Nov 14, 2022
- Accession no.
- 0001104659-22-118486
- Filed
- Nov 14, 2022, 4:03 PM ET
- Trade date
- Nov 9-11, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market sales total $76.6K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Thomas WCIK 0000926688 | 10% Owner, Other: Member of Section 13(d) Group |
| Prescott General Partners LLCCIK 0001538653 | 10% Owner, Other: Member of Section 13(d) Group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2022 | Common Stock | SSaleDisposed | −25,415 | $0.6649 | −$16,898.43 | 1,549,229 | Indirect | |
| Nov 9, 2022 | Common Stock | SSaleDisposed | −1,026 | $0.6649 | −$682.19 | 62,573 | Indirect | |
| Nov 9, 2022 | Common Stock | SSaleDisposed | −11,896 | $0.6649 | −$7,909.65 | 725,148 | Indirect | |
| Nov 9, 2022 | Common Stock | SSaleDisposed | −1,296 | $0.6649 | −$861.71 | 79,000 | Indirect | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −43,597 | $0.6057 | −$26,406.7 | 1,505,632 | Indirect | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −1,761 | $0.6057 | −$1,066.64 | 60,812 | Indirect | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −20,407 | $0.6057 | −$12,360.52 | 704,741 | Indirect | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −2,223 | $0.6057 | −$1,346.47 | 76,777 | Indirect | |
| Nov 11, 2022 | Common Stock | SSaleDisposed | −10,379 | $0.5603 | −$5,815.35 | 1,495,253 | Indirect | |
| Nov 11, 2022 | Common Stock | SSaleDisposed | −419 | $0.5603 | −$234.77 | 60,393 | Indirect | |
| Nov 11, 2022 | Common Stock | SSaleDisposed | −4,858 | $0.5603 | −$2,721.94 | 699,883 | Indirect | |
| Nov 11, 2022 | Common Stock | SSaleDisposed | −529 | $0.5603 | −$296.4 | 76,248 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The filing of this report shall not be deemed to be an admission that the Reporting Persons comprise a "group" within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended. The Reporting Persons each disclaim beneficial ownership of the shares included in this report except to the extent of their pecuniary interest in such shares.