Madden Steven H's Form 4 filing
SMG Industries Inc. (SMGI) · filed Nov 9, 2022
- Accession no.
- 0001104659-22-116393
- Filed
- Nov 9, 2022
- Trade date
- Aug 19, 2022
- Filing delay
- 82 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. It was filed 82 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Madden Steven HCIK 0001839731 | Director, Officer (Chief Transition Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2022 | Common Stock, par value $.001 | PPurchaseAcquired | +375,000 | –F1 | – | 9,026,764 | Direct | |
| Aug 19, 2022 | Common Stock, par value $.001 | PPurchaseAcquired | +142,538 | –F1 | – | 9,169,302 | Direct | |
| Aug 19, 2022 | Common Stock, par value $.001 | PPurchaseAcquired | +375,000 | –F1 | – | 9,544,302 | Direct | |
| Aug 19, 2022 | Common Stock, par value $.001 | PPurchaseAcquired | +675,000 | –F1 | – | 10,219,302 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Issued as consideration for the extension of the maturity date of certain loans to the Issuer.
Referenced by the price of 4 transactions in Table I.