Kliksberg Ruben's Form 4 filing
Redwood Enhanced Income Fund, LP · filed Oct 19, 2022
- Accession no.
- 0001104659-22-110053
- Filed
- Oct 19, 2022
- Trade date
- Oct 17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $900.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kliksberg RubenCIK 0001930856 | Director, Officer (Co-Chairman and Co-President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2022 | Common Stock | PPurchaseAcquired | +59,880.24 | $15.03F1 | +$900,000.01 | 355,445.12 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On October 11, 2022 Redwood Enhanced Income Corp. (the "Company") issued a capital call notice to certain investors that have committed to purchase shares of Common Stock. Pursuant to such capital call notice, RDK Family Investments LLC was obligated to make a capital contribution of $900,000 on October 17, 2022. The number of shares reported is an estimate based on NAV per share as of August 10, 2022.
Referenced by the price of 1 transaction in Table I.