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Eagle Point Credit Management LLC's Form 4 filing

ACRES Commercial Realty Corp. (ACR) · filed Oct 3, 2022

Accession no.
0001104659-22-105415
Filed
Oct 3, 2022, 6:33 PM ET
Trade date
Sep 29-30, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market purchases total $98.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Eagle Point Credit Management LLCCIK 000160720310% Owner
Eagle Point DIF GP I LLCCIK 000183660910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 29, 20227.875% Series D Preferred StockPPurchaseAcquired+756$19.85+$15,006.6933,567Indirect
Sep 29, 20228.625% Series C Preferred StockPPurchaseAcquired+2,194$21.00+$46,074513,496Indirect
Sep 30, 20227.875% Series D Preferred StockPPurchaseAcquired+1,766$19.10+$33,730.6935,333Indirect
Sep 30, 2022Common Stock, $0.001 par valuePPurchaseAcquired+463$8.15+$3,773.451,135,366Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)