Section 32 Fund 1, LP's Form 4 filing
Dave Inc. (DAVE) · filed Sep 29, 2022
- Accession no.
- 0001104659-22-104250
- Filed
- Sep 29, 2022, 8:25 PM ET
- Trade date
- Sep 27-29, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $287.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Section 32 Fund 1, LPCIK 0001691436 | 10% Owner |
| Section 32 GP 1, LLCCIK 0001691437 | 10% Owner |
| Maris William JCIK 0001722210 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2022 | Class A Common Stock | SSaleDisposed | −98,364 | $0.436F1 | −$42,886.7 | 93,099,163 | Direct | |
| Sep 28, 2022 | Class A Common Stock | SSaleDisposed | −248,782 | $0.4154F3 | −$103,344.04 | 92,850,381 | Direct | |
| Sep 29, 2022 | Class A Common Stock | SSaleDisposed | −400,974 | $0.3511F4 | −$140,781.97 | 92,449,407 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4281 to $0.4439. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4 to $0.43. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3261 to $0.41. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.