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Eagle Point Credit Management LLC's Form 4 filing

ACRES Commercial Realty Corp. (ACR) · filed Sep 28, 2022

Accession no.
0001104659-22-103798
Filed
Sep 28, 2022, 6:32 PM ET
Trade date
Sep 26-27, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions. Open-market purchases total $307.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Eagle Point Credit Management LLCCIK 000160720310% Owner
Eagle Point DIF GP I LLCCIK 000183660910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 26, 20228.625% Series C Preferred StockPPurchaseAcquired+4,562$21.22+$96,805.64506,712Indirect
Sep 26, 20227.875% Series D Preferred StockPPurchaseAcquired+3,373$20.03+$67,561.19932,610Indirect
Sep 26, 2022Common Stock, $0.001 par valuePPurchaseAcquired+2,755$8.72+$24,023.61,132,791Indirect
Sep 27, 20228.625% Series C Preferred StockPPurchaseAcquired+4,590$21.05+$96,619.5511,302Indirect
Sep 27, 20227.875% Series D Preferred StockPPurchaseAcquired+201$19.85+$3,989.85932,811Indirect
Sep 27, 2022Common Stock, $0.001 par valuePPurchaseAcquired+2,112$8.57+$18,099.841,134,903Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)