Greenhaven Road Capital Fund 1, L.P.'s Form 4 filing
Marketwise, Inc. (MKTW) · filed Sep 20, 2022
- Accession no.
- 0001104659-22-101664
- Filed
- Sep 20, 2022, 6:57 PM ET
- Trade date
- Sep 19, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Greenhaven Road Capital Fund 1, L.P.CIK 0001638331 | 10% Owner |
| Greenhaven Road Capital Fund 2, L.P.CIK 0001736139 | 10% Owner |
| Greenhaven Road Investment Management, L.P.CIK 0001741129 | 10% Owner |
| MVM Funds LLCCIK 0001741338 | 10% Owner |
| Miller Scott StewartCIK 0001744819 | 10% Owner |
| Greenhaven Road Special Opportunities Fund LPCIK 0001870689 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2022 | Class A Common Stock | PPurchaseAcquired | +785,752 | –F4 | – | 1,851,052 | Indirect | |
| Sep 19, 2022 | Class A Common Stock | PPurchaseAcquired | +1,070,092 | –F5 | – | 2,504,792 | Indirect | |
| Sep 19, 2022 | Class A Common Stock | PPurchaseAcquired | +194,510 | –F6 | – | 194,510 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2022 | Class A Common Stock | SSaleDisposed | −4,081,833 | –F4 | – | 0 | Indirect | |
| Sep 19, 2022 | Class A Common Stock | SSaleDisposed | −5,558,921 | –F5 | – | 0 | Indirect | |
| Sep 19, 2022 | Class A Common Stock | SSaleDisposed | −1,010,445 | –F6 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Fund 1 disposed of Warrants to purchase 4,081,833 shares of Class A Common Stock in exchange for 785,752 shares of Class A Common Stock in an issuer exchange offer.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F5
Fund 2 disposed of Warrants to purchase 5,558,921 shares of Class A Common Stock in exchange for 1,070,092 shares of Class A Common Stock in an issuer exchange offer.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F6
SOF disposed of Warrants to purchase 1,010,445 shares of Class A Common Stock in exchange for 194,510 shares of Class A Common Stock in an issuer exchange offer.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.