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Scully Thomas's Form 4 filing

InnovAge Holding Corp. (INNV) · filed Sep 19, 2022

Accession no.
0001104659-22-101231
Filed
Sep 19, 2022
Trade date
Sep 15, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $510.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Scully ThomasCIK 0001414384Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 15, 2022Common Stock, $0.001 par valuePPurchaseAcquired+100,000$5.10F1+$510,000100,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. The 100,000 shares were purchased in multiple transactions at prices per share ranging from $5.031 to $5.165, inclusive. Mr. Scully has provided to the Issuer, and undertakes to provide to the SEC staff and any security holder of the Issuer, upon request, information regarding the number of shares purchased at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)