Sherwood Ned L's Form 4 filing
Barnwell Industries Inc (BRN) ยท filed Sep 13, 2022
- Accession no.
- 0001104659-22-099672
- Filed
- Sep 13, 2022, 4:39 PM ET
- Trade date
- Aug 15-Sep 13, 2022
- Filing delay
- 29 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market purchases total $396.3K. It was filed 29 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sherwood Ned LCIK 0000902749 | 10% Owner |
| MRMP Managers LLCCIK 0001492137 | 10% Owner |
| Ned L. Sherwood Revocable TrustCIK 0001797839 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock, par value $0.50 per share | PPurchaseAcquired | +61,366 | $2.91F3 | +$178,348.01 | 1,643,932.138 | Indirect | |
| Aug 19, 2022 | Common Stock, par value $0.50 per share | PPurchaseAcquired | +1,723 | $2.86 | +$4,927.78 | 1,645,655.138 | Indirect | |
| Aug 25, 2022 | Common Stock, par value $0.50 per share | PPurchaseAcquired | +1,047 | $3.01 | +$3,151.47 | 1,646,702.138 | Indirect | |
| Aug 26, 2022 | Common Stock, par value $0.50 per share | PPurchaseAcquired | +20,000 | $2.96F4 | +$59,100 | 1,666,702.138 | Indirect | |
| Aug 29, 2022 | Common Stock, par value $0.50 per share | PPurchaseAcquired | +1,113 | $2.98 | +$3,316.74 | 1,667,815.138 | Indirect | |
| Aug 30, 2022 | Common Stock, par value $0.50 per share | PPurchaseAcquired | +5,000 | $2.99 | +$14,950 | 1,672,815.138 | Indirect | |
| Aug 31, 2022 | Common Stock, par value $0.50 per share | PPurchaseAcquired | +5,000 | $2.96 | +$14,800 | 1,677,815.138 | Indirect | |
| Sep 1, 2022 | Common Stock, par value $0.50 per share | PPurchaseAcquired | +4,000 | $2.95F5 | +$11,800 | 1,681,815.138 | Indirect | |
| Sep 12, 2022 | Common Stock, par value $0.50 per share | PPurchaseAcquired | +5,341 | $2.96F6 | +$15,783.19 | 1,687,156.138 | Indirect | |
| Sep 13, 2022 | Common Stock, par value $0.50 per share | PPurchaseAcquired | +30,000 | $3.00F7 | +$90,099 | 1,717,156.138 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.89 and $2.93 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.93 and $2.97 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.91 and $2.97 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.94 and $2.98 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.00 and $3.01 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.