Prince Mark's Form 4 filing
Energy Services of America CORP (ESOA) · filed Sep 13, 2022
- Accession no.
- 0001104659-22-099582
- Filed
- Sep 13, 2022
- Trade date
- Sep 7-12, 2022
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $16.2K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prince MarkCIK 0001925872 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2022 | Common stock | PPurchaseAcquired | +841 | $3.19 | +$2,682.79 | 15,871 | Direct | |
| Sep 12, 2022 | Common stock | PPurchaseAcquired | +4,200 | $3.23 | +$13,566 | 20,071 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.