Wynnefield Partners Small Cap Value LP's Form 4 filing
Natures Sunshine Products Inc (NATR) · filed Sep 12, 2022
- Accession no.
- 0001104659-22-099280
- Filed
- Sep 12, 2022, 4:50 PM ET
- Trade date
- Sep 8-9, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $41.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wynnefield Partners Small Cap Value LPCIK 0000899083 | 10% Owner |
| Obus NelsonCIK 0001017043 | 10% Owner |
| Wynnefield Small Cap Value Offshore Fund LtdCIK 0001030806 | 10% Owner |
| Wynnefield Capital Management LLCCIK 0001056835 | 10% Owner |
| Wynnefield Partners Small Cap Value LP ICIK 0001251565 | 10% Owner |
| Wynnefield Capital IncCIK 0001251567 | 10% Owner |
| Landes JoshuaCIK 0001251568 | 10% Owner |
| Wynnefield Capital, Inc. Profit Sharing PlanCIK 0001289453 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2022 | Common Stock, no par value per share (the "Common Stock") | PPurchaseAcquired | +1,332 | $9.30 | +$12,387.6 | 772,978 | Direct | |
| Sep 8, 2022 | Common Stock | PPurchaseAcquired | +2,914 | $9.30 | +$27,100.2 | 1,695,536 | Indirect | |
| Sep 9, 2022 | Common Stock | PPurchaseAcquired | +172 | $9.30 | +$1,599.6 | 1,695,708 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.