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Saxena Parag's Form 4 filing

Reviva Pharmaceuticals Holdings, Inc. (RVPH) · filed Sep 12, 2022

Accession no.
0001104659-22-099268
Filed
Sep 12, 2022, 4:34 PM ET
Trade date
Sep 8, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 0 non-derivative transactions and 4 derivative transactions. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Saxena ParagCIK 000101582310% Owner
Vedanta Partners, LLCCIK 000150221610% Owner
Vedanta Associates, L.P.CIK 000150222210% Owner
Beta Operators Fund, L.P.CIK 000161464210% Owner
Vedanta Associates-R, LPCIK 000186570310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 8, 2022Common StockPPurchaseAcquired+869,565$2.53+$2,199,912.49869,565Indirect
Sep 8, 2022Common StockPPurchaseAcquired+513,834$2.53+$1,299,948.64513,834Indirect
Sep 8, 2022Common StockPPurchaseAcquired+869,565$0.0001+$86.96869,565Indirect
Sep 8, 2022Common StockPPurchaseAcquired+513,834$0.0001+$51.38513,834Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)