Weinstein Adam's Form 4 filing
New Mountain Finance Corp (NMFC) · filed Sep 8, 2022
- Accession no.
- 0001104659-22-098550
- Filed
- Sep 8, 2022
- Trade date
- Sep 6, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market purchases total $256.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weinstein AdamCIK 0001515170 | Director, Officer (EVP, CAO and Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2022 | Common Stock | PPurchaseAcquired | +200 | $12.87 | +$2,574 | 375,907.21 | Direct | |
| Sep 6, 2022 | Common Stock | PPurchaseAcquired | +603 | $12.88 | +$7,766.64 | 376,510.21 | Direct | |
| Sep 6, 2022 | Common Stock | PPurchaseAcquired | +2,819 | $12.87 | +$36,280.53 | 379,329.21 | Direct | |
| Sep 6, 2022 | Common Stock | PPurchaseAcquired | +5,931 | $12.88 | +$76,391.28 | 385,260.21 | Direct | |
| Sep 6, 2022 | Common Stock | PPurchaseAcquired | +820 | $12.89 | +$10,569.8 | 386,080.21 | Direct | |
| Sep 6, 2022 | Common Stock | PPurchaseAcquired | +1,200 | $12.89 | +$15,468 | 387,280.21 | Direct | |
| Sep 6, 2022 | Common Stock | PPurchaseAcquired | +2,435 | $12.90 | +$31,411.5 | 389,715.21 | Direct | |
| Sep 6, 2022 | Common Stock | PPurchaseAcquired | +5,928 | $12.90 | +$76,471.2 | 395,643.21 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.